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Floor broker
Results: 216

#	Item
61	OMB NO[removed]COMMODITY FUTURES TRADING COMMISSION NATIONAL FUTURES ASSOCIATION FORM 8-W Request for withdrawal from registration as a Floor Broker or Floor Trader. Add to Reading List Source URL: www.nfa.futures.org Language: English - Date: 2010-03-11 15:04:34 Financial system Finance Commodity Futures Trading Commission Independent agencies of the United States government Futures contract Commodity Exchange Act National Futures Association Commodity pool Floor broker Financial markets Financial economics Commodities market
62	British Insurance Brokers’ Association 8th Floor John Stow House 18 Bevis Marks London EC3A 7JB Add to Reading List Source URL: www.biba.org.uk Language: English - Date: 2011-01-12 05:17:42 Economics Financial institutions Institutional investors Insurance broker Biba Chartered Insurance Institute Credit insurance Health insurance General insurance Insurance Types of insurance Financial economics
63	A Nationwide View of State-Licensed Mortgage Entities 2012 Quarter I, II, III & IV Updated January 31, 2013 Conference of State Bank Supervisors 1129 20th Street, NW, 9th Floor Add to Reading List Source URL: mortgage.nationwidelicensingsystem.org Language: English - Date: 2013-10-11 09:21:32 Economy of the United States Mortgage broker Mortgage loan Fannie Mae Freddie Mac New York State Banking Department Mortgage industry of the United States United States housing bubble Financial services
64	January 19, 2005 Mr. Philip Lieberman Linsco/Private Ledger One Beacon Street, 22nd Floor Boston, MA[removed]Re: Providing Investment Services to Nonmembers. Add to Reading List Source URL: www.ncua.gov Language: English - Date: 2012-02-10 21:01:40 Financial economics Finance Financial system Credit union Credit Union Service Organization Broker-dealer
65	August 2, 2011 MEDIA RELEASE Conference of State Bank Supervisors 1129 20th Street, NW, Ninth Floor, Washington, DC, 20036 CSBS Announces Availability of Federally Registered Mortgage Loan Originator Information on NMLS Add to Reading List Source URL: csbs.informz.net Language: English - Date: 2011-08-18 15:41:08 Finance Depository institution Mortgage loan Fannie Mae Freddie Mac Financial services Housing and Economic Recovery Act New York State Banking Department Mortgage industry of the United States Economy of the United States Mortgage broker
66	STATE OF MARYLAND DEPARTMENT OF LABOR,LICENSING AND REGULATION DIVISION OF OCCUPATIONAL AND PROFESSIONAL LICENSING REAL ESTATE COMMISSION OF MARYLAND 500 NORTH CALVERT ST, 3RD FLOOR BALTIMORE, MD 21202 Add to Reading List Source URL: www.dllr.state.md.us Language: English - Date: 2013-02-28 13:41:55 Notary public Real estate Fee Business Employment Broker Occupations Law
67	One Waterfront Place – 7th Floor P.O. Box 1650 Morgantown, WV[removed]Electronic Transfer - Securities held in account with bank/broker: Add to Reading List Source URL: www.wvuf.org Language: English - Date: 2014-02-28 14:29:42 Monongalia County West Virginia Stock transfer agent West Virginia University Morgantown West Virginia Security Stock certificate Stock Short Stock market Financial economics Investment
68	STATE OF MARYLAND DEPARTMENT OF LABOR,LICENSING AND REGULATION DIVISION OF OCCUPATIONAL AND PROFESSIONAL LICENSING REAL ESTATE COMMISSION OF MARYLAND 500 NORTH CALVERT ST, 3RD FLOOR BALTIMORE, MD 21202 Add to Reading List Source URL: www.dllr.maryland.gov Language: English - Date: 2013-02-28 13:41:55 Notary public Real estate Fee Business Employment Broker Occupations Law
69	Mr. Jonathan G. Katz Secretary Securities and Exchange Commission 450 Fifth Street, N.W. Washington, D.C[removed] Add to Reading List Source URL: www.sec.gov Language: English - Date: 2004-04-13 08:50:36 Finance Stock market Payment for order flow Market maker Order NASDAQ Floor broker Best execution Flash Crash Financial markets Financial economics Investment
70	JP Morgan Securities, Inc. 277 Park Avenue, 9th Floor New York, NY[removed]Joseph K. Ghartey Managing Director Add to Reading List Source URL: www.sec.gov Language: English - Date: 2004-04-09 14:55:32 Finance Stock market Payment for order flow Market maker Order Futures contract Broker-dealer Flash Crash High-frequency trading Financial economics Financial markets Investment

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